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Lesa Sroufe

CFA®
Lesa Sroufe & Company
Seattle, WA
We are an all woman owned money management firm that strictly adheres to the fiduciary standard.
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Meet Lesa

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Introduction - Lesa Sroufe
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Investment Philosophy - Lesa Sroufe
Video Transcripts

As the President and Chief Investment Officer, Lesa Sroufe leads investment strategy and process. With over 35 years of securities research and analysis experience, Lesa continues her practice of seeking out securities she believes are undervalued, often out of favor with mainstream investors and, in her opinion, priced under their potential fair value.

Lesa Sroufe was employed by Ragen MacKenzie, a NYSE member brokerage firm and its subsequent owner, Wells…

As the President and Chief Investment Officer, Lesa Sroufe leads investment strategy and process. With over 35 years of securities research and analysis experience, Lesa continues her practice of seeking out securities she believes are undervalued, often out of favor with mainstream investors and, in her opinion, priced under their potential fair value.

Lesa Sroufe was employed by Ragen MacKenzie, a NYSE member brokerage firm and its subsequent owner, Wells Fargo & Co., for 14 years. During much of her career at Ragen MacKenzie, Lesa Sroufe was the Research Director. She also served as Chairman and CEO prior to the Company’s initial public offering in 1998 and through its sale to Wells Fargo, in 2000. Prior to her employment with Ragen MacKenzie, Lesa was affiliated as a securities analyst with Foster & Marshall Inc., which is now a part of Morgan Stanley. After the Wells Fargo acquisition of Ragen MacKenzie, Lesa was appointed Director of Research and member of the Executive Committee for Wells Fargo’s Private Asset Management division. Lesa managed the research effort of 90 portfolio managers/analysts reporting on 360 companies.

Lesa has a dedicated team behind her. We specialize in relationship support with an emphasis on prudent financial decision guidance for individual clients. In this regard, our team provides specialized reporting, coordinating investments with individual tax situations, as well as guidance on retirement and trust accounts, and maintenance for accounts for children and dependents. Our services include portfolio construction, portfolio maintenance, and in person meetings. Our 5 person team draws on 70+ years of experience in the financial and wealth management industry to meet our clients’ financial needs.


Services offered

Investment management
Retirement planning
Tax planning
Socially responsible investing

Experience with

Small business owners
Finance professionals
Legal professionals
Business executives
Entrepreneurs
Families

Fee structure

Based on % of assets

Certifications and licenses

CFA® - Chartered Financial Analyst®

Memberships

CFA Institute - Chartered Financial Analyst Institute

Education

Bachelors
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